Mortgage Risk, Compliance & Technology Services
Firstline Compliance provides expert operational risk and compliance advisory services to financial institutions including banks, independent mortgage bankers, credit unions and Fintechs.
We have assembled some of the industry’s top thought leaders to assist our clients with projects ranging from mortgage originator licensing, audit, policy development, legislative research and helpdesk services to complex regulatory, technology and enforcement matters.
Whether it's support for AML audits, originator licensing, operations, risk management, policies and procedures, technology, third-party risk management, support for HELOCs or fractional compliance officers, we can help.
REGULATORY COMPLIANCE
Mortgage operations, risk and compliance guidance from experience professionals
FINTECH COMPLIANCE
Mortgage banking technology advisory and compliance system testing
LICENSING
50-state entity and individual originator licensing services
INTERNAL AUDIT
BSA/AML, HMDA CMS, third-party and operational audits and routine assessments of key internal departments
POLICIES & PROCEDURES
Customized policies to satisfy regulators and investors
COMPLIANCE HELPDESK
Expert answers to complex questions, at your fingertips