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Mortgage Risk, Compliance & Technology Services

Firstline Compliance provides expert operational risk and compliance advisory services to financial institutions including banks, independent mortgage bankers, credit unions and Fintechs.

 

We have assembled some of the industry’s top thought leaders to assist our clients with projects ranging from mortgage originator licensing, audit, policy development, legislative research and helpdesk services to complex regulatory, technology and enforcement matters.

Whether it's support for AML audits, originator licensing, operations, risk management, policies and procedures, technology, third-party risk management, support for HELOCs or fractional compliance officers, we can help.

REGULATORY COMPLIANCE

Mortgage operations, risk and compliance guidance from experience professionals

FINTECH COMPLIANCE

Mortgage banking technology advisory and compliance system testing 

LICENSING

50-state entity and individual originator licensing services

INTERNAL AUDIT

BSA/AML, HMDA CMS, third-party and operational audits and routine assessments of key internal departments

POLICIES & PROCEDURES

Customized policies to satisfy regulators and investors

COMPLIANCE HELPDESK

Expert answers to complex questions, at your fingertips

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